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U.S. Securities and Exchange Commission
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#	Item
441	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMarch 24, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-03-24 15:06:04 Securities and Exchange Commission Form 10-Q Government Financial regulation Finance SEC filings Securities Exchange Act U.S. Securities and Exchange Commission
442	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION March 31, 2015 __________________________________________ : Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-31 09:01:18 Corporate crime U.S. Securities and Exchange Commission OTC Markets Group Securities Exchange Act Securities and Exchange Commission Government Finance Financial regulation 73rd United States Congress United States Securities and Exchange Commission United States securities law
443	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-04-11 14:17:13 Investment Finance 73rd United States Congress United States Securities and Exchange Commission Securities Exchange Act SEC filings Security NASDAQ U.S. Securities and Exchange Commission Stock market Financial economics United States securities law
444	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMay 21, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Pro Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-22 08:48:26 Financial regulation Securities Exchange Act NYSE Arca New York Stock Exchange U.S. Securities and Exchange Commission United States Self-regulatory organization Financial system United States securities law 73rd United States Congress United States Securities and Exchange Commission
445	Division of Market Regulation No-Action Letter: Jeffery A. Wolfson Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2012-07-31 16:42:15 Financial system United States securities law Investment Short selling Broker-dealer U.S. Securities and Exchange Commission Broker Short Financial adviser Financial economics Finance Financial markets
446	INITIAL DECISION RELEASE NO. 786 ADMINISTRATIVE PROCEEDING FILE NOUNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-04 17:00:55 Securities Exchange Act U.S. Securities and Exchange Commission Form 10-K Securities regulation in the United States Securities and Exchange Commission Form 10-Q Securities and Exchange Commission Finance Investment Advisers Act Form 20-F SEC filings Government Financial regulation
447	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES ACT OF 1933 Release NoMay 11, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-11 09:41:17 New Deal Securities Act Financial regulation U.S. Securities and Exchange Commission Registration statement Government Great Depression in the United States United States Securities and Exchange Commission United States securities law 73rd United States Congress
448	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoMarch 30, 2012 ____________________________________ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-04-03 07:57:13 Investment Advisers Act U.S. Securities and Exchange Commission Investment Company Act Economy of the United States Financial system 76th United States Congress Ares Management Financial regulation
449	#..SEC-29 System name: Agency Correspondence Tracking System (ACTS)-SEC. Subsystem A: Investor/Consumer Correspondence Files. Subsystem B: Chairman Correspondence Files. Subsystem C: Public Reference Branch Correspondenc Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2007-08-24 13:27:22 Corporate crime U.S. Securities and Exchange Commission Security
450	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.CADMINISTRATIVE PROCEEDINGS RULINGS Release NoMay 8, 2015 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-08 16:56:07 Corporate crime U.S. Securities and Exchange Commission

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